Danger or Opportunity? Impact of New SEC Rules for Funding Solicitation

enterprise NW forum bannerCome hear a panel of experts discuss the implications of changes to rules regarding ending the SEC ban on “general solicitation” for exempt stock offerings, which means that an entrepreneur raising angel financing may now use public advertising to attract accredited investors.

Learn how the changes might affect the climate for raising early stage capital and methods to safely traverse the new policy.


    Gary Kocher, Attorney, K+L Gates
    Nathan McDonald, President, Keiretsu Forum Northwest
    Dan Rosen, Chairman, Alliance of Angels and Board Member, Angel Capital Association
    Joe Wallin, Attorney, Davis Wright Tremaine


    Bryan Brewer, Funding Quest

Register Here: Enterprise Northwest Forum


    Thursday – October 03, 2013
    5:30pm – 8:00pm


    One Union Square Boardroom
    600 University Street
    Seattle, WA

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About Joe Wallin

Joe Wallin focuses on emerging, high growth, and startup companies. Joe frequently represents companies in angel and venture financings, mergers and acquisitions, and other significant business transactions. Joe also represents investors in U.S. businesses, and provides general counsel services for companies from startup to post-public.
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