Tag Archives: general solicitation

General Solicitation and Startups

Practical Law Company has just published a resource, General Solicitation and Startup Capital Raising. The work is a collaboration between me and Lauren Hakala, Editor at Practical Law Company. Lauren was incredible to work with. I feel fortunate to have … Continue reading

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“Demo Days” and General Solicitation

I’ve been writing an article on general solicitation, a long one, and doing a lot of research.  As part of that, I found the attached SEC No-Action letter that I wanted to share with everyone, because it directly hits on … Continue reading

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Crowdfunding Obstacles

If you are still digesting the 585 pages of rule changes on crowdfunding the SEC dropped last week, don’t worry, you are not alone. Folks are still processing all of the rules the SEC issued in July, which means if … Continue reading

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Can I Talk To the Press?

Q: My company is conducting a non-generally solicited offering under Rule 506(b). We have held our first closing and filed our Forms D with the SEC and various state securities departments. Now the press has picked up the Form D … Continue reading

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Questions From Adam Lieb, Founder of Duxter

The other day, Adam Lieb of Duxter and I had the chance to correspond with each other about the SEC’s now effective general solicitation rules and the SEC’s proposed rules regarding Regulation D and Form D.  Adam had a bunch of … Continue reading

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