Tag Archives: general solicitation

Can I Generally Solicit Now?

Q: Can I generally solicit or generally advertise my offering before September 23, 2013? A: No. You can’t generally solicit or generally advertise your offering until September 23, 2013. Until September 23, 2013, general solicitation or general advertising of securities … Continue reading

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More Questions About General Solicitation

There is a lot of confusion about the SEC’s new rules that will allow, starting September 23rd, the general solicitation and general advertisement of private company securities offerings under Rule 506(c) of Regulation D. If you want to read these … Continue reading

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What should you do before generally soliciting?

What happens on September 23rd? You can generally solicit your private company securities offering under Rule 506(c) of Regulation D. What are the drawbacks? 1. You can only accept “accredited investors.” What is an “accredited investor”? Generally this means a … Continue reading

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Pitfalls of The Proposed Regulation D Rules

There is an argument going around that the proposed Reg D rules are not that bad because they affect only companies that are going to generally solicit their Reg D securities offerings. This is simply not true. The SEC’s proposed … Continue reading

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What Is The Single Worst Change In the Proposed SEC Rules?

  What is the worst thing about the SEC’s proposed rules? Is it the requirement that lengthy legends be prominently displayed on all written general solicitation material? Nah. We can live with this requirement. Is it the requirement to file … Continue reading

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