Tag Archives: investment

What is a Valuation Cap?

By Adam Lieb and Joe Wallin If you are contemplating raising money through the issuance of convertible notes, you might be wondering – what is a valuation cap? Convertible notes are designed to convert into equity of the issuing company … Continue reading

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Posted in Startup Jargon/Definitions | Tagged , , , | 3 Comments

What Do the SEC’s Proposed Reg D Rules Actually Require?

You might be wondering – what exactly do the SEC’s proposed changes to Reg. D and Form D actually require? I have put together the below distillation in an attempt to summarize the changes in one page. The proposed rules … Continue reading

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Posted in Federal Law & Regulation | Tagged , , , , , , , , , | 4 Comments