Tag Archives: networking

SEC Fires Another Salvo in the “Finder” Debate

The SEC recently issued orders against two individuals and a company and, in doing so, continued the debate over what conduct requires someone acting as a “finder” to be registered as a broker or dealer or associated with a registered … Continue reading

Posted in Federal Law & Regulation | Tagged , , , , , | 7 Comments

Founder Institute

My colleague Christina Chan and I recently had the opportunity to interview Dave Parker of the Founder Institute. You can read our interview of Dave below. If you haven’t heard of the Founder Institute, it has been helping entrepreneurs in … Continue reading

Posted in Startups | Tagged , , , , | Leave a comment