Tag Archives: “Reg D”

Senate Votes to Save Startup Seed Financing and Angel Investing!

By Joe Wallin and William Carleton On a voice vote today (7 pm Eastern time, just a few minutes ago), the United States Senate amended Senator Dodd’s financial regulatory reform bill, fixing what had been previously proposed for startup companies … Continue reading

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Television Discussion Regarding Regulation D Reform

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Senate Banking Bill Retains 120 Day Wait Period For Private Securities Offerings

Senator Dodd’s bill has now been filed with the full Senate. As stated in a tweet yesterday: Senate Banking Cmte (@SenateBanker) 4/15/10 7:36 PM The Wall Street Reform bill has been filed with the full Senate – S. 3217 http://bit.ly/bAP5sS  Unfortunately, … Continue reading

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Voice Your Opinion Regarding The Proposed Repeal of Federal Preemption of Reg D Securities Offerings

Senator Dodd’s financial regulatory reform bill would require the SEC to review all accredited investor offerings and if the SEC did not review the offering, would deny federal covered security status to the offering unless a state determined that the … Continue reading

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Senator Dodd’s Financial Reform Bill Will Significantly Reduce Angel Investor Pool

Critical to startups is access to angel capital. Angel capital almost always comes from “accredited investors” as defined in the federal securities laws. These are most often investors with more than $200,000 in income in the last 2 years (or … Continue reading

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