Tag Archives: Reg D

Unrequested Media Coverage and General Solicitation

Q: If I file a Form D, as required by Regulation D, and a media outlet picks up on the filing and reports on it, have I generally solicited my offering under Rule 506? What happened was, we raised $100,000 … Continue reading

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Can I Talk To the Press?

Q: My company is conducting a non-generally solicited offering under Rule 506(b). We have held our first closing and filed our Forms D with the SEC and various state securities departments. Now the press has picked up the Form D … Continue reading

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Questions From Adam Lieb, Founder of Duxter

The other day, Adam Lieb of Duxter and I had the chance to correspond with each other about the SEC’s now effective general solicitation rules and the SEC’s proposed rules regarding Regulation D and Form D.  Adam had a bunch of … Continue reading

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10 Things To Do Before Generally Soliciting

Can you generally advertise your private company securities offering now? Yes! This became possible on September 23, 2013. But here are some notes of caution. Some suggestions. Some things I’d recommend you do before you generally solicit, if you decide … Continue reading

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Pros and Cons of General Solicitation

I had an email exchange with a client this morning. I started it abruptly. “Are you going to generally solicit your offering?” He didn’t know what I was talking about.  He had been head down, building stuff, not reading and … Continue reading

Posted in Financings, Startup Law | Tagged , , , , , , , , , | 2 Comments