Tag Archives: Regulation D

Securities Law 101

If you are the founder of a startup, unless you plan to self-fund and never grant stock options or other types of compensatory equity awards, you will need to familiarize yourself with both federal and state securities laws. The reason?  … Continue reading

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The SEC Releases Crowdfunding Rules…Now What?

The SEC issued its long awaited proposed crowdfunding rules yesterday. NPR asked me for my thoughts on how it might apply and what to expect. NPR Interview More About the SEC Crowdfunding Rules Take a look at the SEC Draft … Continue reading

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Unrequested Media Coverage and General Solicitation

Q: If I file a Form D, as required by Regulation D, and a media outlet picks up on the filing and reports on it, have I generally solicited my offering under Rule 506? What happened was, we raised $100,000 … Continue reading

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