Tag Archives: SEC

Beware, Forms D Are Public

By Christina Chan & Joe Wallin If you haven’t been through the process of raising money for a startup before, you may not be aware of this, but when you raise money from angels or VCs you are generally required … Continue reading

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Posted in Financings | Tagged , , , , , , , , , | 4 Comments

“Demo Days” and General Solicitation

I’ve been writing an article on general solicitation, a long one, and doing a lot of research.  As part of that, I found the attached SEC No-Action letter that I wanted to share with everyone, because it directly hits on … Continue reading

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Posted in Federal Law & Regulation, Startups | Tagged , , , , , | 3 Comments

Securities Law 101

If you are the founder of a startup, unless you plan to self-fund and never grant stock options or other types of compensatory equity awards, you will need to familiarize yourself with both federal and state securities laws. The reason?  … Continue reading

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