Tag Archives: SEC

Crowdfunding v. SCOR

The word is now out – Title III equity crowdfunding under the JOBS Act is not going to work very well.  The problem?  It is going to be way too expensive.  Estimates to do an equity raise pursuant to Title … Continue reading

Posted in Federal Law & Regulation, Financings | Tagged , , , , , , | 8 Comments

Beware, Forms D Are Public

By Christina Chan & Joe Wallin If you haven’t been through the process of raising money for a startup before, you may not be aware of this, but when you raise money from angels or VCs you are generally required … Continue reading

Posted in Financings | Tagged , , , , , , , , , | 4 Comments

“Demo Days” and General Solicitation

I’ve been writing an article on general solicitation, a long one, and doing a lot of research.  As part of that, I found the attached SEC No-Action letter that I wanted to share with everyone, because it directly hits on … Continue reading

Posted in Federal Law & Regulation, Startups | Tagged , , , , , | 3 Comments