Tag Archives: SEC

Proposed Rules Just That, Proposed

A fundamental question that has been lingering for some time was answered recently by the Chair of the SEC, Mary Jo White. The question was, can a company start generally soliciting on September 23, 2013, and only comply with the … Continue reading

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Can I Generally Solicit Now?

Q: Can I generally solicit or generally advertise my offering before September 23, 2013? A: No. You can’t generally solicit or generally advertise your offering until September 23, 2013. Until September 23, 2013, general solicitation or general advertising of securities … Continue reading

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More Questions About General Solicitation

There is a lot of confusion about the SEC’s new rules that will allow, starting September 23rd, the general solicitation and general advertisement of private company securities offerings under Rule 506(c) of Regulation D. If you want to read these … Continue reading

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Questions Over General Solicitation Rules

Folks have a lot of questions about the SEC rules regarding general solicitation that go into effect on September 23rd. (Check out the SEC Rules). On September 23rd, it will become legal for corporations to generally solicit their Reg D … Continue reading

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What should you do before generally soliciting?

What happens on September 23rd? You can generally solicit your private company securities offering under Rule 506(c) of Regulation D. What are the drawbacks? 1. You can only accept “accredited investors.” What is an “accredited investor”? Generally this means a … Continue reading

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