Tag Archives: securities exchange commission

Securities Law 101

If you are the founder of a startup, unless you plan to self-fund and never grant stock options or other types of compensatory equity awards, you will need to familiarize yourself with both federal and state securities laws. The reason?  … Continue reading

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The SEC’s Proposed Reg D Rules: Why We Care

The SEC has proposed new rules to govern angel and venture financings. If you are not familiar with the securities law, Rule 506 of Regulation D is the most commonly relied upon securities law exemption for early stage companies raising … Continue reading

Posted in Federal Law & Regulation | Tagged , , , , , | 1 Comment