Tag Archives: solicitation of funds

Can I Talk To the Press?

Q: My company is conducting a non-generally solicited offering under Rule 506(b). We have held our first closing and filed our Forms D with the SEC and various state securities departments. Now the press has picked up the Form D … Continue reading

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Posted in Business/Corporate Law, Financings | Tagged , , , , , , , | 2 Comments

Questions From Adam Lieb, Founder of Duxter

The other day, Adam Lieb of Duxter and I had the chance to correspond with each other about the SEC’s now effective general solicitation rules and the SEC’s proposed rules regarding Regulation D and Form D.  Adam had a bunch of … Continue reading

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Posted in Financings, Startup Jargon/Definitions | Tagged , , , , , , , | Leave a comment

Innovation Up In Flames

Thanks to the SEC, you may inadvertently blow up your next company. Here is how it could happen. You come up with an idea. You talk to some friends about it. They convince you to apply to pitch at an … Continue reading

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Posted in Financings, Public Policy | Tagged , , , , , , , | 8 Comments