Tag Archives: Reg D

Why Is September 23rd An Exciting Day?

On September 23rd something very important happens. For the first time since we’ve been alive (at least, most of us), private companies will be able to generally solicit and generally advertise their all accredited investor Rule 506 securities offerings. Yes, … Continue reading

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Help Define Accredited Investor

The SEC has requested comment on the definition of accredited investor. This request for comment appears in the SEC’s proposed rules on Regulation D and Form D. Apparently the SEC is readying to change the definition, perhaps in a way … Continue reading

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What Is The Single Worst Change In the Proposed SEC Rules?

  What is the worst thing about the SEC’s proposed rules? Is it the requirement that lengthy legends be prominently displayed on all written general solicitation material? Nah. We can live with this requirement. Is it the requirement to file … Continue reading

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What Do the SEC’s Proposed Reg D Rules Actually Require?

You might be wondering – what exactly do the SEC’s proposed changes to Reg. D and Form D actually require? I have put together the below distillation in an attempt to summarize the changes in one page. The proposed rules … Continue reading

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The Response: Astonishment

I was talking to a group over breakfast the other day about the JOBS Act and the new rules we hoped would soon be finalized regarding general solicitation (this was before the final rules came out). And I was summarizing … Continue reading

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