Tag Archives: Regulation D

Proposed Rules Just That, Proposed

A fundamental question that has been lingering for some time was answered recently by the Chair of the SEC, Mary Jo White. The question was, can a company start generally soliciting on September 23, 2013, and only comply with the … Continue reading

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Can I Generally Solicit Now?

Q: Can I generally solicit or generally advertise my offering before September 23, 2013? A: No. You can’t generally solicit or generally advertise your offering until September 23, 2013. Until September 23, 2013, general solicitation or general advertising of securities … Continue reading

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Questions Over General Solicitation Rules

Folks have a lot of questions about the SEC rules regarding general solicitation that go into effect on September 23rd. (Check out the SEC Rules). On September 23rd, it will become legal for corporations to generally solicit their Reg D … Continue reading

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What should you do before generally soliciting?

What happens on September 23rd? You can generally solicit your private company securities offering under Rule 506(c) of Regulation D. What are the drawbacks? 1. You can only accept “accredited investors.” What is an “accredited investor”? Generally this means a … Continue reading

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Pitfalls of The Proposed Regulation D Rules

There is an argument going around that the proposed Reg D rules are not that bad because they affect only companies that are going to generally solicit their Reg D securities offerings. This is simply not true. The SEC’s proposed … Continue reading

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